Dustin K. Ward Investigation
April 2022- St. Louis, MO
According to publicly available records, Dustin K. Ward, a Woodbury Financial Services broker, discloses 2 pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In October of 2021, two FINRA cases ,#21-02702 and #21-02582, customers of OneAmerica Securities, allege that Ward recommended unsuitable real estate investment trusts. Alleged damages are $50,000 and $100,000 respectively. Both of these case are currently pending.
Dustin Ward has been employed by Woodbury Financial Services, Inc. since March of 2019, Before that he was with American United Life, Questar Asset Management and OneAmerica Securities. Ward discloses a business affiliation with Gateway Capital Advisors in St. Louis.
\If you had an account with Dustin K. Ward that suffered losses, you may be entitled to collect damages from his employer. Call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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