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Dawn Marie Collum- Ameriprise Broker- Discloses Customer Dispute -Kerrville, TX

Dawn Marie Collum- Ameriprise Broker- Discloses Customer Dispute -Kerrville, TX

Dawn Marie Collum- Ameriprise Broker- Discloses Customer Dispute -Kerrville, TX 150 150 Rex Securities Law

Dawn M. Collum Investigation

February 2022- Kerrville, Texas

According to publicly available records,  Dawn M. Collum , a broker with Ameriprise Financial in Kerrville, Texas discloses a  customer complaint.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In 2006 a customer of  prior employer Morgan Stanley Dean Witter alleged that Collum made unsuitable investments in corporate bonds. The firm denied the complaint and the customer did not pursue it further.

Collum began working for Ameriprise Financial Services in 2012.

If you have questions about an account handled by Dawn Collum, call to speak with an experienced securities attorney. No charge for initial consultation.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

Toll Free: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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