Margaret Suite-Arnold Investigation
November 2021-China Grove, NC
According to FINRA records Margaret Suite-Arnold, a financial advisor employed as a registered broker by FSC Securities Corporation discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In July of 2021, in FINRA case #21-01023, a customer of FSC Securities alleges that the firm did not conduct adequate due diligence in connection with the recommendation to invest in direct investments and limited partnerships. An unspecified amount of damages is sought in this currently pending case.
Suite-Arnold has been employed by FSC Securities Corporation since February 2009. She discloses business affiliations with Victory Wealth Management, located in China Grove, NC.
If you have losses in an account handled by Margaret Suite-Arnold, call to speak with an experienced securities attorney to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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