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Sarah Komischke-Former Raymond James Advisor-Subject of Two Customer Suits-New York

Sarah Komischke-Former Raymond James Advisor-Subject of Two Customer Suits-New York

Sarah Komischke-Former Raymond James Advisor-Subject of Two Customer Suits-New York 150 150 Rex Securities Law

Xiao Qin (Sarah) Komischke Investigation

November 2021- New York, NY

According to publicly available records, former Raymond James  financial advisor Xiao Qin “Sarah” Komischke,   is the subject of two pending customer complaints.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In FINRA Case 21-2531 a customer of Raymond James is seeking $500,000 and alleges that Komischke recommended an unsuitable investment in an offshore product whose issuer is no longer solvent and is under a liquidation order. In FINRA case 21-1868, another Raymond James customer seeks $80,000 as a result of purchasing an unsuitable offshore investment.

Komischke  was employed by Raymond James  from 10/2011-5/2018. .   Following that she was with CommunityAmerica Financial 4/2018-8/2018, and has been with Cetera Investment Services since 10/2018.  

If you have losses in an account handled by Sarah XioaQin Komischke, call to learn how you may be able to recover damages through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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