fbpx

New Jersey Certified Financial Planners Disciplined by CFP Board-SEPTEMBER 2021 UPDATE

New Jersey Certified Financial Planners Disciplined by CFP Board-SEPTEMBER 2021 UPDATE

New Jersey Certified Financial Planners Disciplined by CFP Board-SEPTEMBER 2021 UPDATE 150 150 Rex Securities Law

UPDATED SEPTEMBER 2021

According to their website, the “Certified Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of the education, examination, experience, ethics and other requirements for CFP. “

The CFP Board can discipline those holding the CFP title in one of three ways:

  • Public Letter of Admonition
  • Temporary Suspension of CFP certification
  • Revocation of individual’s CFP certification

The list below, taken from the CFP board disciplinary page of their website in September 2021 , is a historical record of individuals from New Jersey who have been disciplined by CFP Board and does not imply that any listed discipline is currently in force. To verify an individual’s current certification status visit the CFP website here.

Administrative Revocations

Timothy J. McGee (Ocean City)
Sean Refsnider (Collingswood)
Samuel K. Van Allen (Milford)

Revocations
Stuart Albert (Marlton)
Michael R. Casey (Park Ridge)
Fernando B. Cruz (Linden)
Barbara Edwards (Washington Township)
Rebecca A. Huntley (West Long Branch)
Kevin R. Johnson (Princeton)
Cynthia A. Murphy (Montclair)
Charles J. Muzzio (Red Bank)
Ronald E. Oringer (Flanders)
Laure A. Scaturo (Millstone)
Kenneth B. Schwartz (Matawan)
Erick P. Spronck (Clinton)
Barbara L. Steinberg (Livingston)
Daniel J. Trolaro (East Hanover)
Sandra M. Venetis (Branchburg)

Interim Suspensions
Brian P. Carr (Chatham)
Dennis S. Lerner (Edgewater)
Daniel J. Trolaro (Oakland)
Sandra M. Venetis (Branchburg)
Joseph M. Whitney (Mahwah)

Suspensions
Robert S. Allen (Secaucus)
Robert S. Ambrozy (Cranford)
Diana A. Behre (Hackettstown)
Joseph P. Canciglia, III (Hillsdale)
Brian P. Carr (Chatham)
Tai Yuan Chen (Warren)
Thomas E. Connors (Toms River)
Jordan Crowley (Wyckoff)
Jared S. Friedman (Scotch Plains)
Ryan Keller (Middletown)
James Kinney (Lawrenceville)
Dennis Lerner (Edgewater)
Erik Mosholt (Middletown)
Peter G. Neuberg (Chester)
Elliot J. Paul (Haddonfield)
Edward Viano (Vineland)

Letters of Admonition
Robert J. Calamunci (Tinton Falls)
Diana A. Cook (Rochelle Park)
Robert W. Crowther (Ocean)
Steven W. Kaye (Watchung)
Lois W. LaPadula (Mahwah)
Jack A. Moloney (Hoboken)
Paul Perino, Jr. (Vineland)
Robert J. Richards, Jr. (Toms River)
Philip F. Rutigliano (Garfield)
Robert M. Ryerson (Freehold)
Michael J. Spillert (Parsippany)

Public Censure

Elise Marie Cece, CFP® (Wayne)
Vincent J. Colubiale, CFP® (Wall Township)
Raymond M. Daino (Cedar Grove)
Alexander Panas, CFP® (Morristown)

If you have questions about losses, unauthorized trading or unsuitable investments in your stock brokerage account, contact us for a no charge consultation.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

%d bloggers like this: