August 2021- Ostego, MN
According to publicly recorded records, Kurt Russell Baldry, a broker with Ausdal Financial Services discloses 2 pending customer disputes relating to oil and gas partnerships and real estate partnerships.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 1/2021, a customer of Ausdal Financial Partners filed a FINRA arbitration alleging unsuitable investments in oil & gas limited partnerships and is seeking damages of $200,000. The case is still pending.
In 12/2020, a customer of Ausdal Financial filed FINRA case 20-4166 alleging improper investment recommendations and failure to perform adequate due diligence in connection with the purchase of direct investments in real estate securities. The customer seeks damages of $500,000 in this pending matter.
If you have losses in an account handled by Kurt Baldry, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900