July 2021-San Jose, CA
According to publicly available records. Marco “Moe” Azizi (CRD#2154719), a broker employed with Centaurus Financial, Inc., discloses 1 pending and 4 prior customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In July of 2019 a customer of Azizi’s previous employer, J.P. Turner and Company (aka Cetera Financial Group), alleged that Azizi facilitated unsuitable, high-risk and illiquid investments. That case was resolved for $30,000.
In 2/2021 a customer of JP Turner, Cetera Financial, Summit Brokerage alleged that Azizi recommended high commission, complex, risky and illiquid investments and is seeking damages of $350,000.
Aziz has been employed by Centaurus Financial, Inc. since July of 2016. Before that time he was employed with Cetera Investment Advisors and Summit Brokerage Services, Inc.
If you had an account with Marco “Moe” Aziz that suffered losses, you may be entitled to collect damages from his prior employer. Call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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