July 2021- Palm Beach, FL
According to publicly available records, Maria Calcena, a broker with Infinex Investments, discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In April of 2020, a customer of Calcena’s prior employer, Ocean Financial Services, filed FINRA case #20-01130- alleging negligence, breach of fiduciary duty and violation of Florida’s Investor Protection Act in connection with a recommendation to invest in an offshore investment product. The alleged damages are $245,000 in this currently pending matter.
Calcena was been employed with Ocean Financial Services, Inc. from 6/2014-1/2020. She is currently employed by Infinex Investments in Palm Beach, FL. Calcena discloses a business affiliation with Anchor Bank located in Palm Beach Gardens, FL.
If you have losses in an account handled by Maria Calcena, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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