June 2021- Alpharetta, GA
According to publicly available records, Triad Advisors, Inc. financial advisor Darrin Cohen, discloses 2 pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In March of 2020, a customer of Triad Advisors filed FINRA case #20-00744- alleging unsuitability with respect to multiple alternative investments and real estate securities. The alleged damages are $200,000. This case is pending.
In March of 2020, a customer of Triad Advisors filed FINRA case #20-00890 – alleging unsuitable investments in limited partnerships and real estate investments. The customer is seeking damages of $400,000. The case is currently pending.
Cohen has been employed with Triad Advisors since December of 2014. Cohen also discloses registrations with Wealth Enhancement & Preservation, located in Alpharetta, GA and Red Triangle LLC, located in Charleston, SC.
If you have losses in an account handled by Darrin Cohen, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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