October 2020-Nashville, TN
According to publicly available records, former Raymond James & Associates, Inc., financial advisor Bryce P. Jenney has been barred from the securities industry by FINRA .
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 5/2020, in FINRA case 2018060216701, Jenney was permanently barred from the securities industry to resolve allegations that he failed to provide information and documents requested by FINRA, and further failed to appear and provide testimony FINRA requested, on two occasions, in connection with its investigation regarding allegations that he engaged in private securities transactions.
Jenney was employed by Raymond James & Associated, Inc. from January of 2018 until October 2018. Before that time, he was with Morgan Stanley Smith Barney and Plante Moran Financial Advisors.
If you have losses in an account handled by Bryce Jenney, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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