April 2020- Clinton, MI
The FINRA records of Donald Teboe, a broker previously employed by Cantella & Co., Inc. , disclose a regulatory event resulting in his bar from the securities industry.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In September 2019, Teboe was permanently barred from the securities industry by the Securities and Exchange Commission after allegations that he refused to appear for on-the-record testimony as requested by FINRA in connection with an investigations that he engaged in unsuitable trading while registered through member firms.
In January 2018, a Royal Securities Company, Questar Capital Corporation and Cantella & Co, Inc. customer filed a customer complaint alleging negligence, breach of contract, breach of fiduciary duty, fraud and negligent misrepresentation in the sale of various unsuitable, high risk speculative securities between 2012 and 2017.
Teboe was employed with Cantella & Co., Inc. from July of 2014 to February of 2018. Before that he worked with Questar Capital Corporation and Royal Securities Company.
If you have problems in an account handled by Donald Teboe call for a no charge consultation .
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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