August 2018- Denver, CO
The FINRA records of Daniel Gamache, a stockbroker who is not currently employed and who last worked for UBS Financial Services in Denver, CO, discloses two pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In July of 2018, a customer of IFAM Capital alleged unsuitable portfolio recommendation involving mutual funds and is seeking damages of $86,000.
In June of 2018, another customer of IFAM Capital alleged that their portfolio held an overweight position in LJMIX and is seeking damages of $350,000.
Gamache was with USB Financial Services from June of 2009 until January 2014. He is currently employed by Institutional and Family Asset Management (IFAM) .
Investors with losses in accounts that were handled by Daniel Gamache may be able to recover damages through FINRA arbitration, a method of dispute resolution that is typically much shorter in duration and far less costly that court litigation. We typically accept these cases on a contingent fee basis. Call for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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