January 2019- Temple, Texas
The FINRA records of Larry Joe Templin , a stock broker who was most recently employed by Centaurus Financial , disclose that he was recently discharged from employment and permanently barred from the securities industry.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Templin had been employed by Centaurus Financial since 9/2006. In 5/2018 he was discharged for alleged bank fraud. Templin discloses business affiliations with Mathews, Ludwidk, Templin & Montgomery PC, Structured Associates of Texas, & Flagstone Advisors.
In 10/2018 FINRA permanently barred Templin from the securities industry for refusing to provide information requested by FINRA staff pursuant to FINRA Rule 8210.
If you have questions about an account handled by Larry Joe Templin, call for a no charge consultation to learn about your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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