June 2018- Plano, TX
The FINRA records of Michael S. Christians , a stock broker who is not currently registered and who was last employed by Morgan Stanley , disclose a currently pending regulatory event, 2 prior customer disputes, a pending investigation and a termination from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In February 2018 FINRA initiated a regulatory investigation after a customer of Morgan Stanley alleged that Christians falsely signed her name to firm documents.
Christians was employed by Morgan Stanley since 6/2009 until 1/2018 when he was discharged after the firm learned of the false signing of a client on firm documents.
If you have questions about an account handled by Michael S. Christians , call for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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