See this for January 2020 Update.
May 2018 -Wellington, FL
According to FINRA records, Jason Eric Zwibel, a stockbroker who is employed by Garden State Securities , disclose a pending dispute by a former customer who is seeking damages of over $2.6 million.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA Case 17-02864 a customer of Garden State Securities alleges that Zwibel made unsuitable investments and breached his fiduciary duty causing damages of $2,670,750. With regard to the arbitration claim, Zwibel makes the following statement on his FINRA record: “Customer’s allegations are entirely baseless, without merit, and disingenuous as substantiated by their claims for damages in excess of nine times the actual losses realized in the accounts.”
Zwibel has been employed by Garden State Securities since 1/2010. Prior to that he was employed by GunnAllen Financial.
If you have questions about an account handled by Jason E. Zwibel , contact us for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900