October 2017-San Angelo, Texas
We are investigating former Royal Alliance Associates stockbroker Bill A. Holubec.
Publicly available records of Bill A. Holubec, (CRD# 1304064) , disclose that a Royal Alliance customer has filed an arbitration , FINRA Case #17-0068, alleging damages of $500,000 for misrepresentation, suitability and failure to supervise in connection with the sale of junk bonds and non-traditional exchange traded funds (ETF).
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Holubec was employed by Royal Alliance Associates from 12/1994 until 5/2017. He is not currently registered as a broker. Holubec discloses business affiliations with The Financial Services Center and Royal Advisory Services in San Angelo, TX.
If you have losses in an account handled by Bill Holubec, contact us to discuss how you may be able to recover damages from his former employer.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900