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Joao-Miguel Calil-Former Merrill Lynch Broker-Discloses Termination from Employment-NY

Joao-Miguel Calil-Former Merrill Lynch Broker-Discloses Termination from Employment-NY

Joao-Miguel Calil-Former Merrill Lynch Broker-Discloses Termination from Employment-NY 150 150 Rex Securities Law

June 2017- New York

According to publicly available records Joao-Miguel Calil  (CRD#4351530) ,  a  stockbroker who is not currently employed  discloses  a termination from employment with Merrill Lynch.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In 3/2016 Calil was discharged by Merrill Lynch who made the following allegation in connection therewith on Calil’s FINRA record: “Conduct inconsistent with Firm standards related to exercising discretion in non-discretionary accounts and soliciting collateralized foreign exchange transactions while meeting with clients in a foreign jurisdiction.”

Joao-Miguel Calil  was employed by Merrill Lynch from 5/2006-4/2017.

If you have questions about an account handled by Joao-Miguel Calil  contact us to discuss your options.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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