May 2017-Boca Raton, FL
The FINRA records of Dominic J. Linsalata Jr. , a stockbroker who is currently registered with Newbridge Securities disclose a customer dispute that was settled.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA arbitration #15-02669 a customer of Dawson James Securities alleged damages of $340,000 for unsuitable recommendations. That case was settled for $175,000 in 3/2017.
Linsalata has been employed by Newbridge Securities since 7/2016. He was with Dawson James from 10/2102-8/2016 and with Chelsea Financial Services from 1/2012-7/2012.
If you have questions about an account handled by Michael J. Romanelli , contact us to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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