April 2017-Orlando, FL
The FINRA records of Rebecca H. True , a stockbroker who is currently registered with Triad Advisors disclose a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA arbitration 16-03480 a customer of Triad Advisors is seeking damages of $567,000 and alleges that investments into non-conventional investment programs (direct investments, limited partnerships, oil & gas, real estate securities) were not suitable.
Rebecca True has been employed by Triad Advisors since 5/2009. She discloses a business affiliation with True Capital Advisors in Ocoee, FL.
If you have losses in an account in an account handled by Rebecca True , you may be able to recover damages through FINRA arbitration.
Alternative investments include non publicly traded real estate investment trusts (REITS) , hedge funds, real estate, commodities and derivatives contracts and, managed futures. These investments tend to be complex, illiquid, nontransparent, hard to value and expensive. Many of the alternative investments sold over recent years are not traded on any public market making them difficult to value and even more difficult to liquidate if cash is needed.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900