UPDATE February 2019-In December FINRA named Reyes in a complaint alleging that he made fraudulent representations and omissions of material fact in connection with the sale of Regulation D securities. According to the complaint 18 of his member firm’s customers lost over $4.2 million dollars. This matter is still pending.
UPDATE JULY 2017–CP Capital Securities was expelled by FINRA in July 2017 for failure to pay fines and/or costs.
April 2017 – Miami, FL
The FINRA records of Jorge A. Reyes (CRD# 4256834), a stockbroker who is currently unregistered and who last was employed by CP Capital Securities, Inc. disclose a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending case #16-024809-CA-01 , in Miami- Dade County Court a customer of CP Capital alleges damages of $1,452,000 in connection with a promissory note investment.
Reyes was registered with CP Capital Securities, Inc. from 12/2009 to 1/2017.
If you have questions about an account handled by Jorge Reyes, call to learn about your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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