April 2017- Westport, CT
The FINRA records of Irwin Gerald Maisner , a stockbroker who is currently employed by RBC Capital Markets and, until recently, was employed by Janney Montgomery Scott disclose 2 prior final customer disputes and a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In pending FINRA arbitration #16-2978, a customer of Janney Montgomery Scott and RBC Capital Markets alleges damages of $250,000 for an unsuitable recommendations in energy bonds.
Gerald Maisner was employed by Janney Montgomery Scott from 2002-2014. Maisner has been employed by RBC Capital Markets since 12/2014.
If you have losses in an account in an account handled by Gerald Maisner , contact us to discuss how you may be able to recover damages for those losses.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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