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Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C.

Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C.

Jack C Bixler-Sandlapper Securities Broker-Discloses Pending Regulatory Matter-Greenville, S.C. 150 150 Rex Securities Law

February 2017-Greenville, South Carolina

According to publicly available records Jack Charles Bixler , (CRD# 22331) ,  a   stockbroker who is currently employed by Sandlapper Securities, discloses a pending regulatory matter.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Bixler discloses that on 1/10/2017 he was  notified by FINRA of a preliminary determination to recommend disciplinary action be brought for potential violations of various sections and rules of Securities Exchange Act, the Securities ACT and FINRA rules.

 

Bixler has been employed by Sandlapper Securities since 6/2006, and discloses association with Sandlapper Student Housing, SWM Legacy Co. , TSWR Development, Sandlapper Capital Investments LLC and Sandlapper Insurance Services LLC,  

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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