September 2018-New York
According to publicly available records Kevin C. Jones , (CRD# 3124650) , a stockbroker who is not currently registered and who was last employed by Newbridge Securities Corp., discloses two prior customer disputes and 4 currently outstanding judgment liens.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In April 2016 a customer of Newbridge alleged damages of $470,000 for poor performance, high level of fees and commissions, poor investment recommendations and numerous unauthorized transactions. That case was closed with no action in 2/2018. In 8/2018 Kevin Jones left Newbridge Securities and currently is not employed as a broker with any registered broker dealer. He had worked for Newbridge Securities since 9/2008.
Kevin Jones also discloses a business affiliation with Bluecrest Capital Ltd.
Kevin Jones dicloses 4 outstanding tax liens owed to the State of New York, that are filed in Kings County, Nassau County and Queens County, New York.
If you have questions about an account in an account handled by Kevin C. Jones , contact us for a no charge consultation to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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