January 2016-San Angelo, Texas
OCTOBER 2017 UPDATE-Bill Holubec is no no longer registered as a broker with Royal Alliance as of 5/2017. See this for more information.
Publicly available records of Bill A. Holubec, (CRD# 1304064) , a stockbroker who is employed by Royal Alliance Associates, disclose that a Royal Alliance customer has filed FINRA Case #17-0068 alleging damages of $500,000 for misrepresentation, suitability and failure to supervise in connection with the sale of junk bonds and non-traditional exchange traded funds (ETF).
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Holubec has been employed by Royal Alliance Associates since 12/1994.
If you have questions about an account in an account handled by Bill Holubec, contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Nationwide Representation
TollFree: 877-224-3199
Florida-561 391 1900
Texas-512-329-2870
