January 2017-Sanford, FL According to publicly available records Andrew R. Scheirer, II (CRD# 4256666) , a stockbroker currently employed by Kovack Securities , discloses two prior finalized customer disputes and a separation from employment after…
read moreJanuary 2017-Altamonte Springs, FL According to publicly available records Ronald A. Christopher, Jr. (CRD# 2892530) , a stockbroker currently employed by Kovack Securities , discloses a pending customer dispute. The Financial Industry Regulatory Authority…
read moreJanuary 2017-West Palm Beach, FL According to publicly available records Thomas B. Carreras (CRD# 1815164) , a stockbroker currently employed by Ameritas Investment Corp. , discloses a pending customer dispute. The Financial Industry…
read moreJanuary 2017-Lincoln, NE According to publicly available records John S. Bixby, a stockbroker currently employed by Drexel Hamilton, discloses a separation from employment after allegations and two finalized customer disputes. The Financial…
read moreJanuary 2017-Dallas, Texas The FINRA records of Renee Rochelle Fields, a stockbroker currently employed by Sagepoint Financial disclose a separation from employment after allegations. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses…
read moreJanuary 2017-Friendswood, Texas The FINRA records of Steven W. Shirley, a stockbroker with IMS Securities disclose a a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…
read moreJanuary 2017-Houston, Texas The FINRA records of Stacey Lee Rognon, a stockbroker with IMS Securities disclose a a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…
read moreJanuary 2017-Miami, Florida The FINRA records of Jesus D. Rodriguez, a stockbroker with IMS Securities disclose a prior customer dispute and a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreJanuary 2017-Columbia, South Carolina The FINRA records of Larry A. Stohs, a former stockbroker with Edward Jones disclose a termination from employment and two prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…
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