January 2017- Longview, Texas According to publicly available records Ronald D. Henson , (CRD# 1748328) , a stockbroker who is currently employed by LaSalle St. Securities, disclose a separation from employment after allegations. The…
read moreJanuary 2017- New York According to publicly available records Robert F. Stefanelli , (CRD# 2566917) , a stockbroker who is currently employed by Alexander Capital, disclose a currently pending customer dispute. The Financial Industry…
read moreJanuary 2017- New York According to publicly available records Jason H. Klabal , (CRD# 2910714) , a stockbroker who is currently employed by Alexander Capital, disclose 2 currently pending customer disputes. The Financial Industry…
read moreApril 2019- New York According to publicly available records Andrew P. Murino , (CRD# 4162699) , a stockbroker who is currently employed by Alexander Capital, disclose currently outstanding liens. The Financial Industry Regulatory…
read moreJanuary 2017- Oxford, MS According to publicly available records Ty Kevin Bauer , (CRD# 2150885) , a stockbroker who is currently employed by Alexander Capital, disclose 2 prior customer disputes. The Financial Industry Regulatory…
read moreJanuary 2017- Staten Island, New York According to publicly available records Jeanpaul Charles Skovronck , (CRD# 2744738) , a stockbroker who is currently employed by Alexander Capital, disclose a currently pending customer dispute.…
read moreMarch 2017- New York According to publicly available records Robert Estevez , (CRD# 3161419) , a stockbroker who previously worked for Investors Capital Corp and who is currently employed by Joseph Gunnar &…
read moreJanuary 2017-Melville, New York According to publicly available records John J. Piro , (CRD# 4539787) , a stockbroker currently employed by Joseph Gunnar & Co. , disclose a pending customer dispute. The Financial Industry Regulatory…
read moreJanuary 2017-The Woodlands, Texas According to publicly available records Paul R. Nitz, (CRD# 2260178) , a stockbroker currently employed by HD Vest Investment Services , discloses a pending customer dispute. The Financial Industry Regulatory…
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