January 2017- Longview, Texas
According to publicly available records Ronald D. Henson , (CRD# 1748328) , a stockbroker who is currently employed by LaSalle St. Securities, disclose a separation from employment after allegations.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In May 2016 Henson was discharged from Voya Financial Advisors who made the following statement in connection with the discharge: “Representative was found to have corresponded using a non-approved email address. The Firm has issued discipline to the representative on two previous occasions for the use of a non-approved e-mail address.”
Henson has been employed by LaSalle St. Securities since 6/2016. He was employed by Voya Financial Advisors from 2/2010-5/2016.
If you have questions about an account in an account handled by Ronald D. Henson , contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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