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Monthly Archives :

August 2016

Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA

Christian J. Stoltz-Centaurus FInancial Broker-Discloses Customer Disputes-Forty Fort, PA 150 150 Rex Securities Law

August 2016- Forty Fort, PA The FINRA records of  Christian J. Stoltz,  a  stock broker who is currently employed by Centaurus Financial  disclose  a currently pending customer dispute and a prior customer dispute. The Financial…

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Leslie R. Cabrinha-Centaurus Financial Broker-Discloses Pending Customer Dispute Alleging Damages of $1M

Leslie R. Cabrinha-Centaurus Financial Broker-Discloses Pending Customer Dispute Alleging Damages of $1M 150 150 Rex Securities Law

August 2016- Petersburg, VA The FINRA records of  Leslie R. Cabrinha,  a  stock broker who is currently employed by Centaurus Financial  disclose  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Christopher T. Tolmacs-Former Triad Advisors Broker-Ordered to Pay Customer $1.5M-Columbia, S. Carolina

Christopher T. Tolmacs-Former Triad Advisors Broker-Ordered to Pay Customer $1.5M-Columbia, S. Carolina 150 150 Rex Securities Law

August 2016- Columbia, South Carolina September 2017 UPDATE-A FINRA arbitration panel in Columbia, South Carolina awarded two former clients of Christopher Thomas Tolmacs $1.2 million in compensatory damages and $300,000 in…

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Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration

Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration 150 150 Rex Securities Law

August 2016-  New York The FINRA records of  Anthony Mastroianni,  a  stock broker who is currently employed by Meyers Associates  disclose  2 currently pending customer disputes, 4 prior customer disputes and a currently outstanding…

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Bishoy G. Mankarios-Former Rothschild Lieberman Broker-Discloses Customer Dispute

Bishoy G. Mankarios-Former Rothschild Lieberman Broker-Discloses Customer Dispute 150 150 Rex Securities Law

August 2016- Syosset, New York The FINRA records of  Bishoy G. Mankarios,  a  former stock broker who is not currently licensed  disclose  a currently pending customer dispute and a currently outstanding lien. The Financial…

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Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY

Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY 150 150 Rex Securities Law

July 2017- Syosset, New York The FINRA records of  Steve J. Pabon,  a  stock broker who is currently employed by Joseph Stone Capital ,  disclose  a currently pending customer dispute and a prior termination from…

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