ORIGINAL POST-July 2016
The FINRA records of Wayne I. Miller , who is employed by Accelerated Capital Group as president and CEO , disclose two pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA Case 16-1433 a customer alleges damages of $130,000 for negligence, breach of fiduciary duty, violation of securities laws, control person liability and failure to supervise.
In currently pending FINRA Case 15-3471 a customer alleges damages of $200,000 for unauthorized trading and excessive trading.
Miller has been employed by Accelerated Capital Group since 4/2010. Prior to that he was employed by Longview Financial Group. FINRA cancelled Longview Financial Group’s license in August 2010.
Investors suffering losses due to the negligence or fraud of a broker employed by Accelerated Capital Group may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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