July 2016- John Creek, Georgia
The FINRA records of Gary L. Glover , a stock broker currently employed by Concorde Investment Services, disclose a prior final customer dispute, 2 pending customer disputes, a prior final financial event and a currently outstanding judgment/lien.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In one of the pending FINRA Cases, #15-02046, a customer while Glover was employed by Ameriprise Financial Services alleges damages of $800,000 for alleged unsuitable investments in two tenant in common investments:
- The Enclave at Deep River Plantation Apartments
- 116 Defense Highway, Annapolis Maryland
Glover has been employed by Concorde Investment Services since 1/2016. He was employed by Sterne Agee Financial Services from 11/2011-1/2016.
If you have losses in an account handled by Gary L. Glover , you may be able to collect damages from his former employer.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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