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Charles J. Ehnot-L. M. Kohn Broker- Discloses 30 Customer Disputes-Dunmore, PA

Charles J. Ehnot-L. M. Kohn Broker- Discloses 30 Customer Disputes-Dunmore, PA 150 150 Rex Securities Law

January 2020- Dunmore, PA

The FINRA records of Charles J. Ehnot , a stock broker employed by L.M. Kohn & Company, disclose  30 prior customer disputes and two outstanding IRS tax  liens. See this for details. 

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In April 2017, a client of L.M. Kohn alleged that Ehnot did not have authority to execute a trade involving a real estate security. That case was settled for $20,000.

In FINRA Case 15-1261, which was resolved recently, a customer  of L. M. Kohn alleged damages of $160,000 for losses incurred on master limited partnerships in the oil industry. That case was settled for $49,750.

Ehnot has been employed by L.M. Kohn since 1/2012. Prior to that he was employed by Midsouth Capital.

If you have losses in an account handled by Charles J. Ehnot, you may be able to collect damages from his former employer.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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