Greenwood Village, Colorado According to FINRA records, Brooke A. Clements, a broker who has been registered with FIrst Financial Equity Corp, since 7/2015 , discloses that he was discharged from Merrill Lynch in…
read moreScottsdale, AZ According to FINRA records, Mark C. Quale, a broker who began working for First Financial Equity Corp. in 12/2005 discloses that he was discharged by First Financial Equity in…
read moreUPDATE March 2017- FINRA records disclose that additional customer disputes against Kirk Gill have been made since our prior posting. There are now 6 pending and 7 final customer disputes naming Gill. In February…
read moreGreenwood Village, Colorado According to FINRA records, John J. Avey, a broker who has been registered with First Financial Equity , since 1/2016 , discloses a termination and 2 prior customer disputes that…
read moreAPRIL 2018 UPDATE–See this link. May 2016-Greenwood Village, Colorado According to FINRA records, Joseph I. Yanofsky, a broker who has been registered with FIrst Financial Equity Corp, since 6/2015 , discloses a…
read moreDallas, Texas According to FINRA records, Randy G. Merrill , a broker who has been registered with FIrst Financial Equity Corp, since 7/2009 , discloses a recently resolved customer dispute The Financial Industry Regulatory Authority…
read moreMinneapolis, MN According to FINRA records, Richard J. Reynolds , a broker who has been registered with Northland Securities since 9/2002 , discloses a pending customer dispute and a prior dispute that has been settled. The…
read moreMinneapolis, MN According to FINRA records, Brandt B. Wendland , a broker who was registered with Feltl & Company from 3/2004-2/2017 and who is now employed by Advanced Advisor Group , disclose a…
read moreMinneapolis, MN According to FINRA records, Shawn M. McIntyre , a broker who has been registered with Feltl & Company since 12/2003 , discloses 3 prior customer complaints and one pending judgment/lien. The Financial…
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