UPDATE March 2017- FINRA records disclose that additional customer disputes against Kirk Gill have been made since our prior posting. There are now 6 pending and 7 final customer disputes naming Gill.
In February 2017 in FINRA case 17-0335 a customer of Morgan Stanley Smith Barney alleges damages of $500,000 for unsuitable investments made from 2010-2016.
In July in FINRA case 16-2230 a customer of Morgan Stanley alleges damages of $500,000 for unsuitable investments from August 2011-November 2015.
In June 2016 in FINRA case #16-01758 a customer of Morgan Stanley alleged that from 2010 to March 2016, Gill over concentrated her investments in high risk and unsuitable equities. No damages are specified.
FINRA Case 15-0674 filed by a customer of Morgan Stanley alleges damages of $450,000 for making unsuitable recommendations for the customer’s account from October 2011 to November 2014.
May 2016–Tucson, AZ
According to FINRA records, Kirk J. Gill , a broker who has been registered with First Financial Equity , since 3/2016 , discloses a pending customer dispute and 5 prior customer disputes that are final.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Prior to joining First Financial Equity Corp. , Gill was registered with Morgan Stanley from 6/2009- 4/2016.
In pending FINRA Case 15-1538 a customer while Gill was employed by Morgan Stanley is seeking damages of $300,000 for unsuitable recommendations from 2007-2014.
If you have losses in an account handled by Kirk J. Gill you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900