April 11, 2016-Dallas, Texas
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
FINRA records are public and can be accessed on the BrokerCheck website.
The FINRA records of Jerry G. Lowrimore, a stock broker who works for Hilltop Securities (formerly Southwest Securities) , report that he is currently named in an arbitration claim filed by a customer.
FINRA Case 16-00272– customer alleges unsuitable recommendations and strategy with respect to concentrations and investments in precious metals equities, leveraged exchange traded notes, foreign mining companies and other stocks of precious metals companies. Damages of between $100,000 and $500,000 are alleged.
If you have losses in an account handled by Jerry Lowrimore, you may be able to recover damages from his employer.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900