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Marco Mendoza- San Antonio Broker (J.P. Morgan) Barred From Securities Industry

Marco Mendoza- San Antonio Broker (J.P. Morgan) Barred From Securities Industry

Marco Mendoza- San Antonio Broker (J.P. Morgan) Barred From Securities Industry 150 150 Rex Securities Law

January 11, 2016- San Antonio, Texas

Marco A. Mendoza , formerly a broker with J.P. Morgan Securities was permanently barred from the securities industry, for failing to respond to FINRA request for information.  according to FINRA records. Case # 2015044931401.

Mendoza was discharged from J P Morgan in March 2015On the official FINRA report, the company stated that Mendoza used correction fluid on a bank related document completed by a bank customer in violation of company policy.

Mendoza was registered with J.P. Morgan Securities from 10/2012-3/2015. Prior to that he was registered with Chase Investment Services. 

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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