January 11, 2016- San Antonio, Texas
Marco A. Mendoza , formerly a broker with J.P. Morgan Securities was permanently barred from the securities industry, for failing to respond to FINRA request for information. according to FINRA records. Case # 2015044931401.
Mendoza was discharged from J P Morgan in March 2015. On the official FINRA report, the company stated that Mendoza used correction fluid on a bank related document completed by a bank customer in violation of company policy.
Mendoza was registered with J.P. Morgan Securities from 10/2012-3/2015. Prior to that he was registered with Chase Investment Services.
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