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Dallas Financial Adviser Fined for Failure to Register with Texas State Securities Board

Dallas Financial Adviser Fined for Failure to Register with Texas State Securities Board

Dallas Financial Adviser Fined for Failure to Register with Texas State Securities Board 150 150 Rex Securities Law

February 24, 2016- Dallas, Texas

The Texas State Securities Board (TSSB) has reprimanded and fined Donald Lee Laseter $15,000 for acting as an investment adviser when he was not registered to do so. Laseter does business as Financial Consulting Services of Dallas.

According to the TSSB Order, Laseter has been engaged in the business of advising others with respect to the advisability of investing in, purchasing or selling securities for compensation, from March 1989 through May 2015. Laseter submitted an application for registration with the Texas Securities Commissioner on March 23, 2015. Registration was granted as a part of the TSSB order.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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