Former FINTEGRA Broker Sanctioned by Securities Regulators

October 12, 2015 – Granger, Indiana

Albert Lee Rosebush  , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that Rosebush violated FINRA rules by filing  late amendments to FINRA Form U4 to report six tax liens against him totaling over $198,000. In four instances Rosebush failed to report tax liens totaling over $23,000.

AWC No. 2013036065701

Rosebush was fined $5,000 and suspended for one year from association with any FINRA member in any capacity.

According to FINRA records, Rosebush  was registered with FINTEGRA LLC  from 1/2013-9/2015. Prior to that he was registered with Signator Investors from 1/1995-12/2012.

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