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Matthew Schomburg-State Farm Agent-Katy, Texas-Sanctioned by Securities Regulator

Matthew Schomburg-State Farm Agent-Katy, Texas-Sanctioned by Securities Regulator

Matthew Schomburg-State Farm Agent-Katy, Texas-Sanctioned by Securities Regulator 150 150 Rex Securities Law

September 29,  2015- Katy, Texas 

Matthew T. Schomburg , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from 11/2010-8/2013 he engaged in outside business activities and failed to give notice to his firm in violation of FINRA rules.

In addition, between May 2006-July 2012, Schomburg permitted employees to engage in a practice of signing insurance customer signatures on certain insurance documents in violation of NASD and FINRA rules.

AWC No. 2013038573201

Schomburg  was fined $15,000 and suspended from association with any FINRA regulated broker-dealer r for six months.

According to FINRA records, Schomburg  was registered with State Farm VP Management Corp.  from 6/2001-10/2013.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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