August 6, 2015- Thousand Oaks, CA
Gehrin Michael Ortiz , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he failed to disclose material information to FINRA on his Form U4.
Ortiz was barred from the securities industry.
According to FINRA records, Ortiz was registered with HSBC Securities from 11/2012-4/2014. He was terminated by HSBC Securities 4/2014 after FINRA notified the firm that Ortiz had been suspended for failing to comply with an arbitration award.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
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