September 22, 2015- Metairie, LA
Ralph Savoie , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he refused to provide information and documentation in connection with a FINRA investigation into allegations that Savoie misappropriated more than $665,000 from at least one firm customer.
AWC No. 2015046239401
Savoie was barred from the securities industry.
According to FINRA records, Savoie was registered with Cambridge Investment Research from 7/2013-9/2015.
If you suffered losses in an account handled by Ralph Savoie contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900