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Former Robert W Baird Broker -Franklin, TN, Barred From Securities Industry

Former Robert W Baird Broker -Franklin, TN, Barred From Securities Industry

Former Robert W Baird Broker -Franklin, TN, Barred From Securities Industry 150 150 Rex Securities Law

Patrick L. Garrett  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he intentionally and knowingly misrepresented to a customer the value of her account by telling the customer that the account was worth about $200,000 more than the value shown on the monthly statement.

Garrett attempted to make the customer whole by misusing funds from the joint account of another customer, resulting in further losses.

AWC No. 2014040147501

Garrett  was  permanently barred from the securities industry.

According to FINRA records Garrett was registered with Robert W. Baird from 6/2000-2/2014.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Nationwide Representation

Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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