July 30, 2015-Baton Rouge, LA
According to FINRA records, Malcolm Jamil Babin , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he failed to provide documents and information to FINRA in connection with an investigation into allegations that he converted non-Firm customer funds and engaged in undisclosed outside business activities. AWC NO. 20150454876-01
Babin was barred from the industry.
According to FINRA records, Babin joined PFS Investments in September 2007 and was voluntarily discharged in December 2008. He rejoined PFS Investments in September 2009. He was discharged from PFS Investments in May 2015.
PFS Investments, a subsidiary of Primerica Finance Corp. has been registered since 1981 and is headquartered in Duluth, GA.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
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