August19, 2015,
Jack Allen Scherbert , entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he refused to appear for on the record testimony in connection with a FINRA investigation that he had improperly made guaranties regarding return of interest and principal to Well Fargo Advisor customers in in connection with Uniform Investment Trust investments.
AWC No. 2014043217701
Sherbert was barred from the industry. FINRA records indicate that there are 23 customer complaints against Sherbert who was registered with Wells Fargo Advisors in Sparks, NV, from 6/2011-6/2014.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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