July 27, 2015
Michael Jeffrey Talin of Los Alamitos, CA, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he failed to provide documents and information in connection with a FINRA investigation into allegations that Talin converted funds from the non-securities account of his member firm Woodbury Financial Services.
Talin was barred from the securities industry. According to FINRA records he was registered with Woodbury Financial Services from 9/1998-5/2015.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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