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Woodbury Financial Broker Sanctioned by Securities Regulator

Woodbury Financial Broker Sanctioned by Securities Regulator

Woodbury Financial Broker Sanctioned by Securities Regulator 150 150 Rex Securities Law

July 27, 2015

Michael Jeffrey Talin  of Los Alamitos, CA, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he  failed to provide documents and information in connection with a FINRA investigation into allegations that Talin converted funds from the non-securities account of his member firm Woodbury Financial Services. 

AWC NO. 20150453773-01

Talin  was barred from the securities industry.   According to FINRA records he was registered with Woodbury Financial Services from 9/1998-5/2015.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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Florida-561 391 1900 

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