Investigation of William Tatro-Former First Allied Securities Stock Broker

Investigation of William Tatro-Former First Allied Securities Stock Broker

Investigation of William Tatro-Former First Allied Securities Stock Broker 150 150 Robert Rex, Esq.

July 10, 2015-

Rex Securities Law is investigating former stock broker William “Bill” Tatro who was employed by First Allied Securities from 11/2003-9/2010. According to FINRA records, Tatro was permanently barred from the securities industry in April 2014, for failing to respond to requests from FINRA for information in connection with a regulatory  investigation.

FINRA records reveal that Tatro has been named  in  76  customer complaints, of which 8 are currently pending.  Most of the customer arbitrations were settled. In some cases, settlements were in the hundreds of thousands of dollars

If you have losses in an account handled by William Tatro , call to learn how you may be entitled to collect damages from his former employing firm.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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