June 16, 2015-Austin, Texas
Kenneth Wayne Graves, a former investment adviser from Corpus Christi has been indicted in Nueces County on fraud and other charges related to the sale of investment contracts.
The indictment alleges that Graves defrauded six clients of his firm Warren Financial Services, in connection with the sale of over $400,000 in investment contracts. In a separate fraud, the indictment alleges Graves misapplied over $128,000 in unreasonable fees.
The Texas State Securities Commissioner has previously revoked the securities registrations of Graves and his company Warren Financial. Graves was suspended by FINRA for six months in 2012.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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