UPDATED SEPTEMBER 2021
According to their website, the “Certified Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of the education, examination, experience, ethics and other requirements for CFP. “
The CFP Board can discipline those holding the CFP title in one of three ways:
- Public Letter of Admonition
- Temporary Suspension of CFP certification
- Revocation of individual’s CFP certification
The list below, taken from the CFP board disciplinary page of their website in September 2021 , is a historical record of individuals from New Jersey who have been disciplined by CFP Board and does not imply that any listed discipline is currently in force. To verify an individual’s current certification status visit the CFP website here.
Administrative Revocations
Timothy J. McGee (Ocean City)
Sean Refsnider (Collingswood)
Samuel K. Van Allen (Milford)
Revocations
Stuart Albert (Marlton)
Michael R. Casey (Park Ridge)
Fernando B. Cruz (Linden)
Barbara Edwards (Washington Township)
Rebecca A. Huntley (West Long Branch)
Kevin R. Johnson (Princeton)
Cynthia A. Murphy (Montclair)
Charles J. Muzzio (Red Bank)
Ronald E. Oringer (Flanders)
Laure A. Scaturo (Millstone)
Kenneth B. Schwartz (Matawan)
Erick P. Spronck (Clinton)
Barbara L. Steinberg (Livingston)
Daniel J. Trolaro (East Hanover)
Sandra M. Venetis (Branchburg)
Interim Suspensions
Brian P. Carr (Chatham)
Dennis S. Lerner (Edgewater)
Daniel J. Trolaro (Oakland)
Sandra M. Venetis (Branchburg)
Joseph M. Whitney (Mahwah)
Suspensions
Robert S. Allen (Secaucus)
Robert S. Ambrozy (Cranford)
Diana A. Behre (Hackettstown)
Joseph P. Canciglia, III (Hillsdale)
Brian P. Carr (Chatham)
Tai Yuan Chen (Warren)
Thomas E. Connors (Toms River)
Jordan Crowley (Wyckoff)
Jared S. Friedman (Scotch Plains)
Ryan Keller (Middletown)
James Kinney (Lawrenceville)
Dennis Lerner (Edgewater)
Erik Mosholt (Middletown)
Peter G. Neuberg (Chester)
Elliot J. Paul (Haddonfield)
Edward Viano (Vineland)
Letters of Admonition
Robert J. Calamunci (Tinton Falls)
Diana A. Cook (Rochelle Park)
Robert W. Crowther (Ocean)
Steven W. Kaye (Watchung)
Lois W. LaPadula (Mahwah)
Jack A. Moloney (Hoboken)
Paul Perino, Jr. (Vineland)
Robert J. Richards, Jr. (Toms River)
Philip F. Rutigliano (Garfield)
Robert M. Ryerson (Freehold)
Michael J. Spillert (Parsippany)
Public Censure
Elise Marie Cece, CFP® (Wayne)
Vincent J. Colubiale, CFP® (Wall Township)
Raymond M. Daino (Cedar Grove)
Alexander Panas, CFP® (Morristown)
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