December 3, 2015
The New Jersey Bureau of Securities revoked the securities license of Sergey Pustelnik due to the fact that FINRA had previously barred Pustelnik from the securities industry. See below.
January 21, 2015-
Sergey Pustelnik entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that in connection with an investigation conducted by the Market Manipulation Investigations Section of FINRA’s Department of Market Regulation into suspicious trading activities Pustelnik to produce certain emails in his possession, custody and control. Specifically, according to thee AWC, Pustelnik refused to produce a copy of a .pst file containing emails in a Gmail account he used for business and personal purposes.
According to FINRA records, Sergey Pustelnik, was registered with LEK Securities Corporation from 3/2011-1/2015. Prior to that he was registered with Genesis Securities.
Case # 20110297130-03
If you have questions about an account handled by Sergey Pustelnik, call to speak with an experienced securities attorney.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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