October 3, 2013
Matthew King Absher, formerly a broker with New England Securities entered into a Letter of Waiver Acceptance and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he engaged in an outside business activity from June 2013 to September 2013 without providing written notice to his firm. Asher was fined $5,000 and suspended for 60 days. Case#2013038446701
According to FINRA records Absher is not currently registered.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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