December 2, 2014
Gary James Heady, a/k/a HI Management Services entered into a Consent Order with the Securities Commissioner of South Carolina to resolve a Rule to Show Cause issued in October 2014.
In the Consent Order, Heady agrees to:
- cease and desist violating the South Carolina Uniform Securities Act of 2005,
- revocation of his investment advisory representative license for one year
- pay a civil fine of $5,000 now and an additional $5,000 at such time as he wishes to become eligible to reapply for registration in South Carolina.
Rex Securities Law , located in Boca Raton, FL, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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